Applicable to version 1.9 and above
As FSC-Financial Planning is an 'Australianisation' of the FSC package, we have a particular focus on the Australian compliance regulations. The FSCFP package includes four fields to help keep track of compliance dates, including Next Client Review, Next FDS, Opt-in Notification and Opt-in Completion Dates.
NB* It is important to note that any automation's would have to be done using a custom process via process builder.
Introducing the File Action object
In order to effectively monitor and manage your compliance we have created a custom object called ‘File Action’ which can be used with custom processes to help you stay compliant.
The File Action object holds the historical record and also current status of Opt-In Requests, Fee Disclosure Statements (FDS) sent, and Review Dates.
Statuses include; Initiated, Confirmed, Accepted, Rejected, Cancelled
Click on the the below links to read more about each type of Compliance.